Senior Compliance Officer - Regulatory Services

Description

On behalf of our client, we are welcoming applications for a Senior Compliance Officer to oversee CIMA registered funds and SIB Registered Persons, serving as AML Compliance Officer, Money Laundering Reporting Officer, and managing regulatory and statutory filings. This dynamic role involves direct interaction with internal stakeholders and clients.

What you’ll do

• Manage CIMA registered funds and SIB Registered Persons.
• Act as AML Compliance Officer and Money Laundering Reporting Officer.
• Maintain AML policies, report to Boards of Directors.
• Assist with CIMA registrations and filings.
• Track regulatory deadlines and update client database.
• Stay updated on regulatory changes.
• Ensure professional communication.
• Prioritize tasks in a deadline-driven environment.
• Promote self-development and adaptability.
• Collaborate with the team to address issues.

What you’ll bring

• Bachelor’s degree in legal, regulatory, or business field.
• Minimum five years of regulatory experience.
• Preferred compliance or accounting qualification.
• Strong communication and organizational skills.
• Proficiency in MS Word, Excel, and Outlook.
• Knowledge of Viewpoint is a plus.

Caymanians or those with the right to work in Cayman need only apply.
 
Reach out to niamh@steppingstonesrecruitment.com for a confidential conversation.