Senior Compliance Officer

Description

Are you a senior Compliance expert with financial services or legal experience?

Looking for an exciting new challenge in a dynamic environment?

Our client, a large FS organization, is looking for a Senior Compliance professional to join their growing team in a very fast-paced environment. Centered around creating internal compliance policy’s and developing compliance monitoring plans, this role is perfect for someone who wants to…

• Collaborate with senior stakeholders across the business ensuring a positive and proactive approach towards compliance.
• Work as part of a collaborative team, enhancing current compliance polices and keeping knowledge up to date in a fast changing regulatory landscape.
• Undertake gap analysis, compliance monitoring, and compliance reviews regularly.
• Submit and prepare essential compliance reports relating to EMIR and MiFIR.

  
You will ideally be or have experience with:

• Local and International Compliance regulations, relating to compliance, AML & Fraud regs.
• 4-6 years’ experience within a Financial Services, (ideally investments, funds or trusts) environment.
• A strong knowledge around investment related regulations and compliance processes.
• Excellent communication skills and an ability to engage stakeholders at all levels across the business.

  
If this sounds like a good fit for you, or someone from your excellent network that you can kindly recommend, please reach out to me on [email protected]